Connect with us

STATEMENTS

World Bank Group’s Evolution Process must prioritize Civic Space and Participation

Published

on

We welcome:

  • the current opportunities to offer comments on the Development Committee report on the Evolution Roadmap;
  • growing recognition by several States that the World Bank Group (WBG) – and the multilateral financial system at large – need broad reform and revamping; and
  • commitments by the new WBG President, Mr. Ajay Banga, to: “forge new partnerships with civil society”.

We welcome statements in the text of the Roadmap that recognize the importance of: “greater social inclusion and citizen and beneficiary engagement”, “improving gender equality”, creating “opportunities for youth”, “inclusion of marginalized groups such as persons with disabilities and ethnic and racial minorities”, “consideration of the particular needs of people facing compound risks of exclusion” and inclusion of “citizens and beneficiaries” from “fragile countries”.

However, environments that stifle safe and robust engagement make meaningful inclusion unattainable. Restrictions on the enabling environment for civic engagement threaten the WBG’s development impact and disproportionately silence the marginalized and vulnerable.

This statement, drafted with extensive consultation and collaboration, provides recommendations for how the Roadmap and WBG’s overall Evolution Process should address civic space and participation.

Recommendation A: The Evolution Roadmap must acknowledge the importance of civic space and participation to foster inclusive development.

1. The Roadmap must acknowledge the global crisis of shrinking civic space, as has been established by credible sources:

  • According to the Civicus Monitor tracking civic space, as of 2022, only 3.2% of the world’s population lives in countries rated as having “open” civic space.
  • According to the Democracy Report by the Varieties of Democracy (V-Dem) Institute at the University of Gothenburg, says “72% of the world’s population – 5.7 billion people – live in autocracies by 2022.”
  • According to the Economist Intelligence Unit, only 14.4% of countries are full democracies, 35.3% are authoritarian regimes, and in between 50.3% are flawed democracies or hybrid regimes.

2. The Roadmap should recognize that shrinking civic space threatens the revised WBG goals to foster “sustainable, resilient, and inclusive development” and requires direct WBG action.

3. The Roadmap should incorporate commitments to protect civic space, similar to statements that States – including several WBG shareholders – have made. See, for example:

  • In 2023, 70 governments and authorities endorsed the Summit of Democracy Declaration, committing to protect human rights, civic space (including media freedom), and the rule of law; and
  • In the 2022 Resilient Democracies Statement, several states across Europe, Asia, Africa, and the Americas committed to protect and foster open and pluralistic civic spaces.

Recommendation B: The Roadmap should recognize that defenders’ participation and their protection are crucial for a just transition.

4. The Roadmap should make clear that communities are the experts of their own development pathways and priorities, and community-led development models are essential for a just transition. The Intergovernmental Panel on Climate Change is clear that we must shift development pathways towards sustainability, with attention to equity and broad and meaningful participation to build social trust and deepen and widen support for transformative changes. Open civic space is critical to ensure trust and participation. The WBG’s top-down development model and failures to address civic space compromise the stated priority to combat climate change. The absence of civic space and community-led development in the Roadmap calls into question whether the WBG fully recognizes the fundamental relationship between just transitions and participatory development.

5. The Roadmap should acknowledge the critical role of environmental and human rights defenders, especially activists advocating for climate justice and just energy transitions. The Roadmap must also recognize that environmental and human rights defenders are one of the most at-risk groups of activists working today, too often as a result of development bank-supported activities in the renewable energy and transition minerals sectors.

6. The Roadmap should commit to taking all necessary measures that ensure protection of defenders – both individuals and the communities/collectives they are a part of – in investment contexts. Reprisal risk assessments and subsequent action plans and remedies must be developed with full participation and consent of affected defenders and must be situated in the specific realities the defenders face. The plans should also include pathways
to address the impacts defenders might face, directly or indirectly, from WBG supported activities about which they are raising concerns.

Recommendation C: The Roadmap should advance transparent, accountable and participatory development supported by a rights based framework.

Background

On paper the WBG recognizes the importance of citizen engagement “in making public institutions more transparent, accountable, and effective, and contributing innovative solutions to development challenges.” It touts support for transparency, accountability and participation in protocols and policies including: The Environmental and Social Framework, performance standards, a citizen engagement mainstreaming commitment, an access to information policy, a statement on zero tolerance for reprisals and accountability and grievance redress processes.

Yet, these fall short of international human rights law and standards and thus limit ensuring robust civic engagement and participation in WBG-supported activities. There also has been inadequate reflection on how a disproportionate focus on private sector-led approaches to development contributes to reprisals and ineffective development. These gaps do not only risk human rights violations in extreme cases. They also prevent the WBG from fully knowing the real effects of day-to-day operations on local communities or understanding the longer term, cumulative social development and human rights impacts of overarching policies and programs.

7. To advance human rights based and participatory development, the WBG should develop and adopt a strong, intersectional human rights-based framework in close consultation with communities, social movements, unions, defenders, Indigenous Peoples and civil society organizations. At the very least, the framework must comply with applicable local, national and international human rights law. The framework will require the WBG to develop new policies and adapt existing policies and practices, including:

  • Require human rights due diligence (HRDD) on the direct and indirect impacts of WBG supported projects and policies on peoples and communities, which incorporates reprisal risk assessments. The HRDD must be conducted before investment decisions are made, and in close consultation with directly affected defenders and communities, creating opportunities for them to contribute in a safe and reprisal sensitive manner.
  • Prioritize civic space conditions in country partnership and investment decisions by institutionalizing assessments that determine the risks and challenges to civic engagement and include appropriate redress. HRDD must
    also respond to risks related to clients, contexts, and countries where participation may not be possible due to contested or closed civic space, authoritarianism, criminalization, retaliation, power imbalances or a general environment of fear to speak up.
  • Build institutional capacity, expertise and protocols to distinguish between different contexts in which people can and cannot participate. The WBG must require governments and state-owned agencies to comply with their duties
    and responsibilities to preserve defenders’ rights, protect them from attacks and threats, and create and maintain an environment in which the right to defend human rights is upheld. The WBG must have frameworks for using its leverage over business partners so that they respect human rights, remedy violations, and support defenders to exercise their right to freedom of expression, assembly and association. The WBG must also better address inaction, impunity and/or illegal actions by state authorities when they protect investors rather than those impacted by the investments.
  • Consultatively develop human rights-based development indicators to meaningfully evaluate overall development impact, especially for social and environmental impacts. Additionally, the WBG must incorporate a civic space metric and indicator in the WBG Corporate Scorecard.
  • Link staff incentives within the WBG to meaningful measures of development impact. These should include environmental and social impacts assessed with the participation of directly affected populations, especially Indigenous Peoples and local communities where projects and activities are sited – rather than the quantity of funds disbursed.
  • Improve transparency and information disclosure policies and practices to proactively make key information public, ensuring it is accessible and can be promptly updated.
  • Expand capacity to conduct work and provide information in all languages spoken where the WBG operates. There are several examples of multilateral organizations – like the United Nations and the European Investment Bank – that support participation in multiple languages, so it is unconscionable that information disclosure and participatory processes associated with WBG activities are primarily in English. Even in this consultation process,
    documents and consultations were initially only available in English.
  • Provide more resources and capacity building to WBG’s environmental and social departments and build capacity across the bank on issues relating to transparency, accountability, participation and human rights.

8. The Roadmap should ensure the independence and effectiveness of WBG’s independent accountability mechanisms (IAMs) and grievance redress processes:

  • Expand the mandate of WBG IAMs to independently look at the environmental and social impacts of all WBG activities, including development policy loans. Empower IAMs to make binding recommendations with the participation of directly affected communities.
  • Ensure management and staff respect processes and findings of WBGIAMs. The WBG must also work with its accountability mechanisms to address client, country or context specific barriers that may hinder communities from accessing the complaints mechanisms, especially on issues related to civic space and reprisals.

9. The Roadmap should agree to a human rights based remedy framework, such that communities negatively impacted by WBG projects – including where WBG’s IAMs have found non-compliance with WBG policies and standards – can shape and receive remedy.

Remedy should also be provided to legacy projects where communities have been harmed.

10. The Roadmap should recognize the value of an external, independent evaluation of how the WBG’s projects, policies, practices and underlying top-down development model — with its focus on advancing economic growth and the role of the private sector in development – have impacted and continue to impact human rights and civic space.
This evaluation would need to be conducted with extensive participation of grassroots communities, defenders and others, including those who are critical of WBG activities, and should also make recommendations to redress past harms and options for moving forward.

11. The WBG must allow communities and civil society to hold it accountable for human rights impacts using legal processes in national and international courts.

Recommendation D: Ensure that changes to the WBG’s operational model and financial capacity provide robust, dedicated resources to participation and civic engagement,

12. As it seeks to dramatically increase the quantity of the financing it mobilizes, governs and disburses under the Evolution Roadmap, the WBG must ensure it allocates the necessary budget for all of the above recommendations.

  • Expanded budgetary allocations must reflect the reality that the current funding for environmental and social safeguard compliance is already not commensurate with the environmental and social risks of the bank’s activities.
  • With any substantial increases to the volume of WBG financing and more emphasis on leveraging private sector investment must come increased resource allocation to transparency, accountability and participation.
  • Reforms to the operational and financial model must consider how to provide civil society organizations from the Global South with substantial, dedicated funding mechanisms that could be administered by civil society or jointly with the WBG.

In conclusion, the quality of WBG spending and operations is as important as the quantity of funding made available, which requires that citizens and civil society be more systematically brought into decision-making and implementation across the WBG.

For years now, social movements, Indigenous Peoples, communities in the Global South, and civil society organizations have been providing concrete policy recommendations (as above) and systemic solutions to address concerns about:

  • the top-down development model advanced by the WBG which prioritizes economic growth and private profit; and
  • the role of the WBG in the interconnected crises of inequality, food-insecurity, climatechange and closing civic space.

However, the WBG’s projects and policy recommendations, under the watch of its shareholders who are human-rights duty bearers, have continued to cause or contribute to human rights violations related to forced evictions, rising debt burden, environmental degradation, increased carbon emissions, and reprisals against those who speak up. These harms are caused (at least, in part) by the WBG’s failure to ensure meaningful participation for directly affected people and the inability (and unwillingness) to address civic space dynamics in the countries where it operates and as a result of the clients with whom it partners.

The WBG Evolution Roadmap process could be a unique opportunity to more systematically understand, promote, and protect enabling environments for civic engagement using a human rights lens. Following the recommendations in this statement would enable the WBG to move towards realizing the new vision of achieving development that
is “sustainable, resilient, and inclusive”. These are critical first steps necessary for any meaningful institutional reform to take place in good faith. Given the leadership role of the WBG in the multilateral financial architecture, the roadmap could also positively influence others in the multilateral development finance system to address issues related to human rights and civic space.

Signatories

AbibiNsroma Foundation (ANF), Ghana

Accountability Counsel, Global

Accountability Lab, Global

Accountability Research Center, USA

ACTC Développement communication, Mauritanie

ACT Alliance, Global

Aid/Watch, Australia

Alyansa Tigil Mina (ATM), Philippines

Appui aux Initiatives Communautaire de Conservation de l’Environnement et de Développement Durable (AICED), République Démocratique du Congo

Arab Watch Coalition (AWC), USA

Asian Forum for Human Rights and Development (FORUM-ASIA), Regional (Asia)

Association LaSiesta pour la protection de l’environnement, Morocco

Bank Information Center, USA

Cairo Institute for Human Rights Studies (CIHRS), MENA region

Center for International Environmental Law (CIEL), International

Centre de Défense des Droits de l’Homme et Démocratie, République Démocratique du Congo

Centre for Financial Accountability (CFA), India

Centre for Women & children Solidarity Network (CWcSN), India

Centro de estudios e Investigación sobre Mujeres, Spain

Coalition for Human Rights in Development, Global

Committee for Peace and Development Advocacy, Liberia

Community Empowerment and Social Justice Network (CEMSOJ), Nepal

Conectas Direitos Humanos, Brazil

Confédération Nationale des Travailleurs du Sénégal (CNTS), Senegal

Conseil Regional des Organisations Non Gouvernementales de développement, République Démocratique du Congo

Council for People’s Development and Governance, Philippines

Debt justice Norway, Norway

Defenders in Development Campaign, Global

Derecho Ambiente y Recursos Naturales (DAR), Perú

Enda Lead Afrique Francophone, Senegal

Foundation For Environmental Rights,Advocacy & Development (FENRAD), Nigeria

Friends with Environment in Development, Uganda

Fundación CAUCE: Cultura ambiental – Causa Ecologista, Argentina

Fundación Humedales/ Wetlands International LAC, Argentina

Fundeps, Argentina

Global Alliance for Incinerator Alternatives, Global

Green Advocates International, Liberia

Green Development Advocates (GDA), Cameroon

Instituto Maíra, Brasil

International Accountability Project, Global

International Rivers – Brazil, Brazil

International Rivers, United States of America

Mongolian CSOs Network on the SDGs, Mongolia

Narasha Community Development Group, Kenya

Natural Resource Women Platform, Liberia

NGO Forum on ADB, Asia Regional

NomoGaia, USA

Observatoire d’Etudes et d’Appui à la Responsabilité Sociale et Environnementale, OEARSE en sigle, République Démocratique du Congo

Oil Workers’ Rights Protection Organization Public Union, Azerbaijan

ONG Sustentarse, Chile

Oxfam, Global

Pakaid, Pakistan

Pakistan Fisherfolk Forum, Pakistan

Plataforma Internacional contra la Impunidad, Suiza

Protection International Mesoamérica, Centroamérica

Protection International, Belgium / Global

Recourse, Netherlands

Réseau de Développement et de Communication des Femmes Maliennes / Musonet, Mali

The Reality of Aid Network, Global (based in the Philippines)

Twerwaneho Listeners Club (TLC), Uganda

Uma Gota No Oceano, Brazil

urgewald, Germany

Vikas Adhyayan Kendra, India

Witness Radio, Uganda.

Source: rightsindevelopment.org

STATEMENTS

Witness Radio Statement on the International Human Rights Day 2024: A call to the government of Uganda to protect Land and Environmental Rights Defenders and Communities affected by irresponsible land-based investments in Uganda.

Published

on

For immediate release

Statement on International Human Rights Day 2024:

Witness Radio calls out the government of Uganda to protect Land and Environmental Rights Defenders and Communities affected by irresponsible land-based investments in Uganda.

Wakiso: Uganda, December 10th, 2024; Anchored to the UN Declaration on the Right and Responsibility of Individuals, Groups, and Organs of Society to Promote and Protect Universally Recognized Human Rights and Fundamental Freedoms, Witness Radio stands together with Land and Environmental Rights Defenders, communities affected by irresponsible land-based investments in Uganda, and Human Rights Defenders across the globe in urging Government of Uganda to uphold and fulfill their obligations to protect and respect human rights in the context of land-based business operations and to ensure access to an effective remedy for individuals and groups affected by such activities, specifically land and environmental rights defenders.

As the world commemorates International Human Rights Day on December 10th, 2024, under the theme;

Our rights, our future, right now, Witness Radio has, in a period of the first 6 months of the year 2024, documented over 360,000 people who faced forceful evictions from the lands that had fed them for generations. This has led to various unbearable environmental and social issues, including violations of community rights during forceful evictions and threats to water sources, the environment, and food security. For instance, the use of agrochemicals in the newly acquired lands has led to pollution, affecting the health of the local communities.

Communities whose rights and interests on land have been forcefully transferred to land-based investors in agribusiness, carbon-offset tree plantations, oil and gas extraction, mining, and infrastructural development projects highlight concerns over food shortages, livelihoods; inadequate compensation; restricted land access; and impacts on children’s education, safety, and welfare, including gender-based violence (GBV) and reproductive health issues.

A recent report by Witness Radio Uganda, released in November 2024, paints a dire picture. Between January and June 2024, more than 360,000 people faced violent evictions, with over 121,000 hectares of land under threat. Nearly four cases of land evictions were reported weekly, affecting approximately 15,126 people and threatening 5,060.12 hectares of land across the country. An estimated 2,160 Ugandans faced evictions daily to give way to investments, with 723 hectares of land at risk of being grabbed daily. This is a crisis that demands immediate attention.

The land grabs are happening on abandoned national ranches and forests, which have long since been settled and farmed by people who came to the area fleeing war and natural calamities in neighboring areas. Although compulsory land acquisition falls within government powers in Uganda, corporations interested in specific land and their agents have been left responsible for managing much of the process and setting compensation values. This has led to serious problems with how the land acquisition process is being conducted, resulting in severe impacts on affected communities, which have infringed on the rights to property, involuntary resettlement, housing, earning a livelihood, food, private and family life, and trading and disposing of natural wealth and resources.

Land and Environmental Rights Defenders are the unsung heroes in this battle for justice. They are often the only force between ordinary people and unbridled power. However, their efforts are frequently met with judicial harassment in the form of criminalization for offensive gatherings, criminal trespass, and strategic lawsuits against public participation (SLAPPs) to discourage peaceful demonstrations against unlawful evictions, arbitrary detention, and defamation. Their importance cannot be overstated, and the injustices they face are a stark reminder of the need for change.

On this International Human Rights Day, it is crucial that duty-bearers recognize the gravity of the crisis in Uganda. The Government of Uganda should commit to and urgently implement universal respect, protection, and fulfillment of human rights for everyone and everywhere in the country. This is not just a call for action but a demand for justice and equality. We urge the government to act now, before more lives and livelihoods are lost.

Our Rights, Our Future, Right Now

Signed by;

Jeff Wokulira Ssebaggala.

For Witness Radio – Uganda

 

Continue Reading

STATEMENTS

Breaking: There has been an alarming Rise in Forced Land Evictions in Uganda; over 360,000 Ugandans were Displaced in the First Half of 2024.

Published

on

For Immediate Release:

 

Breaking: There has been an alarming Rise in Forced Land Evictions in Uganda; over 360,000 Ugandans were Displaced in the First Half of 2024.

 

Kampala, Uganda -October 5th, 2024; Witness Radio releases its mid-year report on forced land eviction, revealing a sharp increase across Uganda between January and June 2024. The report reveals staggering statistics: 90 documented land evictions have affected at least 363,021 Ugandans, with over 121,000 hectares of land under threat of being seized.

 

These occurrences are happening following a presidential directive on land evictions, with the majority of cases of evictions being characterized by violence, human rights violations/abuses, and total disrespect of communities’ land and environmental rights. Government security forces and private security firms and militias have been documented acting on behalf of wealthy investors and government agents and have been implicated in the use of excessive force, resulting in a series of human rights abuses, including death.

 

“Witness Radio is concerned about the unabated forced land evictions and foresees a large population losing its livelihood to land-based investments as the country enters a period of general elections,” Says Jeff Wokulira Ssebaggala, Country Director, Witness Radio—Uganda.

 

He attributed forced evictions to the government’s industrialization of Uganda’s land. This industrialization must be carefully implemented to protect smallholder farmers’ land and promote food security and sovereignty.   

 

Key Findings:

 

  • Attacks on Land and Environmental Defenders: In the period under review (between Jan and June 2024), 65 attacks on land and environmental defenders (LEDs) and climate activists challenging illegal land evictions and corporate harm on the environment in Uganda.
  • Affected Population: Over 360,000 Ugandans were displaced, with a daily average of 2,160 people losing their livelihood. Land is targeted for oil and gas extraction, mining, agribusiness, and tree plantations for carbon offsets. While some investments have taken shape on the grabbed land, other pieces of grabbed land are still empty but under the guardship of military and private security firms.
  • Land Under Threat: More than 121,000 hectares of land are at risk of being grabbed by influential investors and government agents.
  • Complete Evictions: 22,962 individuals have been entirely evicted from their land, and land grabbers have fully grabbed 7,150.7 hectares of land.
  • Pending Evictions: 340,059 Ugandans face imminent eviction threats, with over 114,292 hectares of land at risk of being seized.
  • Regional Impact: The Central region remains the epicenter of evictions, recording 52 cases. This is followed by 24 cases in the Western region, 8 in the Northern region, and 6 in the Eastern region.
  • Number of Cases documented: 90 land eviction incidents reported, affecting all regions of Uganda.

 

Eviction frequency.

 

Nearly four cases of land evictions are reported weekly, affecting approximately 15,126 people and threatening 5,060.12 hectares of land across the country.

 

An estimated 2,160 Ugandans face evictions daily to give way to land-based investments, with 723 hectares of land at risk of being grabbed daily.

 

Despite government interventions and promises to halt evictions, including directives from President Museveni, the report reveals that land grabbers frequently ignore these orders, deploying armed security forces, private militias, and police to carry out brutal evictions. Left without compensation or legal recourse, vulnerable communities are often displaced in favor of multinational corporations and influential local investors.

 

Case Highlights: The report details harrowing incidents like the murder of smallholder farmer Dan Ssebyala in Nakasongola, a district plagued by violent evictions involving absentee landlords and influential investors. Armed men ambushed Ssebyala following a confrontation over disputed land. This is just one of many incidents where land defenders are attacked, silenced, or even killed for opposing forced evictions.

 

In Kiryandongo District, security groups working for Major Taban Amin were documented torturing elected local leaders such as Councilor Fred Kangume after he opposed Amin’s illegal eviction of over 700 families. Such violent tactics have been reported as a commonly used approach to intimidate defenders and community leaders and silence opposition.

 

Impact on Communities:

  • Food Insecurity: Evictions often destroy crops and livestock, exacerbating food shortages and malnutrition
  • Loss of Livelihoods: Displaced families lose their homes and agricultural land, forcing many into poverty.
  •   Violence and Trauma: Communities face violence, arrests, and intimidation for defending their land, leading to physical and psychological trauma.
  •  Disruption of Education: Forced displacement disrupts children’s access to education as schools are often destroyed in the eviction process.

 

Call for Action: Witness Radio Uganda calls on the government to strengthen the enforcement of land laws, protect local communities from illegal evictions, and ensure justice for victims. Additionally, investors must adhere to international human rights standards and respect the communities they operate in. Financial institutions funding these projects must conduct thorough due diligence to prevent further human rights abuses.

 

For more information and to access the full report, please contact:

Mr. Tonny Katende

Research and Media Officer, Witness Radio – Uganda

Phone: +256 703085430

Email: news@witnessradio.org

Website: www.witnessradio.org

You can download a full report here: Forced Land Evictions In Uganda.

Continue Reading

STATEMENTS

Reflecting on Shortcomings of the World Bank’s Dispute Resolution Service

Published

on

As civil society organizations that have supported communities around the world to use dispute resolution processes at Independent Accountability Mechanisms (IAMs), we welcome the External Review Team’s recommendations for strengthening the World Bank’s Accountability Mechanism – the Inspection Panel and the Dispute Resolution Service (DRS). This statement focuses primarily on the implementation of dispute resolution since the reforms to accountability at the World Bank added the DRS.

Several of our organizations pushed for the modernization of the Inspection Panel’s toolkit and still believe that communities should be able to access both dispute resolution and compliance review to address concerns with World Bank-supported projects. Our organizations supported the first few cases to go to DRS – Uganda: Second Kampala Institutional and Infrastructure Development Project (KIIDP-2) and Nepal: Nepal-India Electricity Transmission and Trade Project and its Additional Financing – and cases where dispute resolution was offered, Bolivia: Santa Cruz Road Corridor Connector Project (San Ignacio – San Jose) and Tanzania: Resilient Natural Resource Management for Tourism and Growth Project (REGROW). Our experience with the case handling process thus far demonstrates that meaningful changes need to be made to the Accountability Mechanism, Dispute Resolution Service, and the interaction between compliance review and dispute resolution functions. This review should result in a system that is
more respectful of communities’ agency and leads to the effective resolution of grievances.

Additionally, we agree with the ERT that a comprehensive external review should be conducted within 24-months of the effectiveness of the DRS. We have identified the following challenges that need to be addressed:

Accessibility and Requester Choice

As discussed in the External Review Team’s draft report, requesters, the very people who submit a request for accountability, should have the opportunity to clearly express their desire for the Inspection Panel to conduct compliance review and to therefore reject a dispute resolution process. In this case, the AM Secretary should not then offer a borrower government the option of dispute resolution. Doing so ignores and disrespects requesters’ agency to decide what type of accountability process to pursue, and it also puts impacted requesters at risk of retaliation from a government that has an interest in engaging in dispute resolution.

In the Bolivia case, the AM secretary offered the Bolivian government dispute resolution after the requesters had clearly rejected the option, which put the requesters at risk of retaliation and caused the Bolivian government to delay the Inspection Panel’s access to the country for a site visit. The same issue arose in Tanzania, where the government publicly expressed to the media that it will be pursuing the DR process though the requestors had clearly rejected the option. This caused great concern to the requesters, who have chosen to remain anonymous throughout the process due to fear of retaliation. They were made to believe that their names would be disclosed
and they would be forced to engage with the government, resulting in personal risks to their safety. This also added an unnecessary delay in moving forward with the investigation.

We agree with the ERT’s recommendation: The AM Secretary should offer DR not concurrently to both parties, but first to the requesters. If the requesters after 5 working days decide to proceed with the compliance investigation, they should be allowed to do sowithout any further interruption. In such a case, AM Secretary should not provide
information about DR nor offer DR to the other party.

Power Imbalances Throughout the Dispute Resolution Process.

In the Nepal and Uganda cases, we also noted several instances where the DRS and its mediators’ actions exacerbated power imbalances between the communities and the government. In the Uganda case, there were several instances where the mediators and DRS seemed to defer to the timelines and directions of the government. As discussed in a previous statement, power imbalances were especially stark towards the end of the process, where the government seemed to be directing the process of reaching and signing a final agreement and pushing desperate community members to accept any sort of deal. This situation underscored the need for the DRS to adopt a more balanced approach, ensuring that the community’s voice is equally heard and respected throughout the process. In the Nepal case, the process did not appear free and fair, with mediators appearing to favor the position of the government.

To address these issues, the DRS should implement stronger measures to manage power imbalances. This includes continuous consultations with communities, ensuring their concerns and timelines are given equal weight. Additionally, mediators should be empowered to take a firmer stance when necessary to prevent one party from dominating the process. The DRS should ensure that no single party can unilaterally determine the scope or direction of a dispute resolution meeting, and mediators should be trained to recognize and mitigate power imbalances actively.

Furthermore, the DRS should establish clear protocols to ensure that any decisions made, especially those regarding the finalization of agreements, are done with the full participation and consent of all involved parties. This includes providing ample time for community members to review and understand the terms of any agreement and offering independent legal and advisory support to help them navigate the process.

Exacerbation of Community Conflict

It is not uncommon for individual community members to have differing interests in a dispute resolution process. Mediators must be attuned to these differing interests and proceed in a manner that does not exacerbate community conflict. Unfortunately, in the Nepal and Uganda cases, the DRS and mediators exacerbated tensions in the affected communities. In Uganda, when the elected representatives agreed to terminate the dispute resolution process, the DRS still proceeded with the process with other members of the community.

In Nepal, the agreement facilitated by the DRS has created division within the community and jeopardized communal harmony. It is our perception that the DRS worked with some community members to the exclusion of others, and today, original requesters who opposed elements of the DRS-facilitated agreement or did not sign the agreement face retaliation by other members of the community, as well as by the government. Additionally, we are concerned that the DRS, in an effort to get an agreement, favored the views of community members who were not the original requesters to the Inspection Panel complaint.

Community conflict can be particularly exacerbated in circumstances where the dispute resolution process is restricted to an “All or Nothing” prospect, which increases the stakes of the process. This was unfairly the case in Nepal and Uganda where the AM Secretary refused to allow the prospect of unresolved issues transferring to the Inspection Panel for investigation, despite the fact that the final DRS procedures allow for partial agreements and for unresolved issues being transferred to the Inspection Panel. Going forward, in addition to allowing for partial agreements, we agree with ERT’s recommendation that a provision should be introduced into the AM operating procedures that requesters who originally submitted the request to IPN but then subsequently left the DR process should be given the option of proceeding with a compliance investigation after the DR agreement has been signed. The DRS outcome report should state how many of the requesters who submitted the request for registration signed the DR agreement.

Timelines for Dispute Resolution.

Although concrete timelines for IAM processes are important for ensuring predictability and facilitating the timely resolution of grievances, the strict 18-month timeline for the DRS process put undue pressure on the parties in Uganda to reach an agreement. In that case, this pressure was exacerbated by the unfair limit on partial agreements. In circumstances where communities are negotiating with powerful governments, the pressure to reach any agreement, even if it doesn’t fully address grievances, is made even more stark as the deadline approaches.

We agree with the ERT report’s recommendation to allow for timeline extensions to 20 months, though there may be circumstances where even more time could be constructive.

The 24-month review of the DRS should further explore the timelines issue and what additional flexibility is needed.

Transparency.

As discussed by the ERT’s draft report, the DRS falls far behind other independent accountability mechanisms on the transparency of DR agreements. Again, given power imbalances, transparency of agreements helps keep the parties accountable to the agreement and is important for institutional accountability. In our experience, the DRS seems to confuse transparency of the overall agreement with transparency of commitments to particular individuals (such as compensation amounts), which individuals might prefer to have kept confidential. We agree with the ERT draft report’s recommendation that reporting should specify the issues to which the parties have agreed and those to which they have not.

We are also concerned that the DRS has no fair and predictable process in place for how decisions on confidentiality of agreements should be reached in the first place. In the Uganda case, the decision to keep the specific terms of the agreement confidential was made in the final few days of the negotiations, without some requesters’ involvement and without involvement of requesters’ advisors. Again, given power imbalances, it’s obvious that some communities will
feel pressured to agree to confidentiality of an agreement even when it is against their best interests. We call on the 24-month review to evaluate how these decisions have been reached in practice.

Monitoring

Reaching an agreement is just one step of ensuring the full resolution of grievances. Active monitoring of the full implementation of the agreement is crucial to ensure that each commitment in the agreement is fulfilled in a meaningful way. For cases so far, the DRS has not been transparent about what monitoring–if any–it does. As advisors to the communities in Nepal and Uganda, we have asked for status updates on the agreements’ implementation, and the DRS has not provided us with answers sufficiently. The DRS has at times ignored our requests and at others have offered vague and incomplete answers. The ERT draft report recommends a full
substantive conclusion report after the DRS concludes monitoring. We agree and also call for the DRS to issue interim monitoring reports, drafted in consultation with the parties, so that there will be more transparency into the implementation of the agreement, and course correction can happen if need be.

Role of the Accountability Mechanism Secretary

As we reflect on the shortcomings of the World Bank Accountability Mechanism’s dispute resolution processes thus far, we see the scope and mandate of the Accountability Mechanism Secretary to have contributed to the problems. The root of the problem is the 2020 board resolutions, which establish the AM Secretary position. The board resolutions list a mix of roles for the AM Secretary, which range from substantive to administrative: For example, being tasked with offering dispute resolution to parties and drafting the report transferring a case from DR to
the Inspection Panel on one hand, and overseeing the Inspection Panel’s resources on the other hand.

In practice, it has felt to us that the AM Secretary is more or less acting as the head of the dispute resolution process, with a surprisingly high level of involvement in the Uganda and Nepal cases. For example, the AM Secretary’s decision to restrict the option of unresolved issues going to the Inspection Panel and as well as the problematic offers of dispute resolution in the Bolivia and Tanzania cases.

This presents at least an appearance of a conflict of interest, and perhaps a real one, where the face of the overall Accountability Mechanism is also partial to the dispute resolution process and has an interest in seeing as many cases go to DR and reach an agreement as possible.

The ERT’s draft report should have considered whether the role of the AM Secretary should exist at all and if so, what its mandate should be. We consider the role to be largely redundant and thus would support the elimination of the role. Of the options proposed by the draft report, we prefer Option 3, which would split the Inspection Panel and the DRS into separate entities. We expect that this option would make the AM Secretary role unnecessary.

Additional issues for the 24-month Review

The issues above are non-exhaustive, and the 24-month review of the DRS should comprehensively examine other issues affecting dispute resolution at the Bank, including:

  • Selection of mediators
  • Development and signing of a framework agreement
  • Respecting the role of representatives and advisors
  • DRS support for studies and experts to support the dispute resolution process
  • Communication with parties
  • Perceptions of partisanship of the DRS toward government parties
  • Information sharing, access to information, and fact finding
  • Retaliation management
  • Role of the Accountability Mechanism Secretary in dispute resolution processes
  • Coercion of parties to sign dispute resolution agreements
  • Introduction of new participants at the signing of agreements
  • Effects of the DRS process on local judicial processes and other avenues for justice

Conclusion

We again commend the World Bank Board for initiating this review of the accountability system at the World Bank and the External Review Team for its examination of some of the challenges with the system so far. As advisors to communities who have used the mechanism, we stand ready to provide additional insights into the implementation of the ERT’s recommendations and the review of the DRS. We hope to soon see a system that better respects community agency and better facilitates justice.

Sincerely

Witness Radio

Accountability Counsel

Bank Information Center

Lawyer’s Association for the Human Rights of Nepal’s Indigenous Peoples (LAHURNIP)

Oakland Institute

Supporters

Bretton Woods Project

Buliisa Initiative for Rural Development Organisation

CEE Bankwatch Network

Fundeps

Green Development Advocates*

International Accountability Project

Jamaa Resource Initiatives

Lumière Synergie pour le Développement

MenaFem Movement for Economic Development and Ecological Justice

Oyu Tolgoi Watch

Peace Point Development Foundation-PPDF

Rivers without Boundaries

* Supporting communities in the Cameroon:

Supporting communities in the Cameroon: Nachtigal Hydropower Project (P157734) and Hydropower Development on the Sanaga River Technical Assistance Project (P157733) case.

Previous Statements:

Joint Statement on World Bank Accountability Mechanism’s Decision to Limit Application of Operating Procedures

Acknowledging Community’s Agreement while Raising Concerns with World Bank’s Dispute Resolution Service

One Year Later, Justice is Delayed: A joint statement on the implementation of the KIIDP-2

Kawaala Community Agreement

Breaking Alert: Barely a year after signing the remedy agreement, World Bank Project-Affected
Persons (PAPs) receive fresh land eviction threats

World Bank Under Fire: Investigation Launched into Bank Financed REGROW Project in Tanzania

Redefining Impartiality: Advocating for a Community-Centered Approach to Accountability Mechanisms

Continue Reading

Resource Center

Legal Framework

READ BY CATEGORY

Facebook

Newsletter

Subscribe to Witness Radio's newsletter



Trending

Subscribe to Witness Radio's newsletter